| 致谢 | 第3-4页 |
| 摘要 | 第4-5页 |
| ABSTRACT | 第5-6页 |
| 1. Introduction | 第9-16页 |
| 1.1 Background | 第9-11页 |
| 1.2 Significance of the Topic | 第11-12页 |
| 1.3 Research Structure | 第12-15页 |
| 1.4 Research Methods | 第15-16页 |
| 2. Literature Review | 第16-24页 |
| 2.1 Research on the Necessity of Bank Capital Supervision | 第16-17页 |
| 2.2 Research on the Practice of the Basel Accord in China | 第17-18页 |
| 2.3 Research on Macro-prudential Supervision | 第18-21页 |
| 2.4 Research on Bank Counter-cyclical Supervision | 第21-24页 |
| 3. Basel Ⅲ and Its Practice in China | 第24-35页 |
| 3.1 The Evolution and Reform of the Basel Accord | 第24-29页 |
| 3.1.1 Predecessor of Basel Ⅲ: Basel Capital Accords and Basel Ⅱ | 第24-26页 |
| 3.1.2 The Main Content of Basel Ⅲ | 第26-29页 |
| 3.2 The Historical Process and Practice of the Basel accord in China | 第29-35页 |
| 3.2.1 Establishment of China's Capital Supervision System | 第29页 |
| 3.2.2 In Line with the Basel Capital Accord | 第29-30页 |
| 3.2.3 Step-by-step Implementation of Basel Ⅱ | 第30-31页 |
| 3.2.4 Preliminary Work for Basel Ⅲ | 第31页 |
| 3.2.5 Chinese Version of Basel Ⅲ-New Capital Regulatory System | 第31-35页 |
| 4. Macro-prudential Supervision and Its Practice | 第35-38页 |
| 4.1 The Meaning of Macro-prudential Supervisions | 第35-36页 |
| 4.2 Macro-prudential Regulatory Policy Tools | 第36-38页 |
| 5. An Empirical Analysis of the Effect of Macro-prudential Tool in Basel Framework(Ⅰ)-Method and Data | 第38-42页 |
| 5.1 Counter-cyclical Capital Buffer and Its Linked Variables | 第38页 |
| 5.2 Hodrick-Prescott Filter Method | 第38-40页 |
| 5.3 Deviation between Credit/GDP Ratio and Its Trend | 第40页 |
| 5.4 Data Collection and Process | 第40-41页 |
| 5.5 Determination of Counter-cyclical Buffer | 第41-42页 |
| 6. An Empirical Analysis of the Effect of Macro-prudential Tool in Basel Framework(Ⅱ)-Results and Discussions | 第42-53页 |
| 6.1 The Result and Description of H-P Filter | 第42-43页 |
| 6.2 The Result and Description of the Counter-cyclical Buffer | 第43-46页 |
| 6.3 The Description of Real Economy Circles | 第46-49页 |
| 6.4 Correlation Analysis | 第49-53页 |
| 7. An Empirical Analysis of the Effect of Macro-prudential Tool in Basel Framework(Ⅲ)-Conclusions and Suggestions | 第53-56页 |
| 7.1 Conclusions | 第53-54页 |
| 7.2 Suggestions | 第54-56页 |
| Bibliography | 第56-59页 |
