| ACKNOWLEDGEMENTS | 第4-5页 |
| ABSTRACT | 第5页 |
| 摘要 | 第6-7页 |
| LIST OF ABBREVIATIONS | 第7-18页 |
| 1 Introduction | 第18-21页 |
| 1.1 Research Background and Significance | 第18-19页 |
| 1.1.1 Research Background | 第18页 |
| 1.1.2 Research Significance | 第18-19页 |
| 1.2 Research Contents and Approaches | 第19-20页 |
| 1.2.1 Research Contents | 第19-20页 |
| 1.2.2 Research Framework | 第20页 |
| 1.3 Research Methodology | 第20-21页 |
| 1.3.1 Literature Review | 第20页 |
| 1.3.2 Case Study | 第20-21页 |
| 2 Literature Review | 第21-29页 |
| 2.1 Connotation of Risk Management | 第21页 |
| 2.2 Connotation and Elements of COSO Overall Risk Management | 第21-25页 |
| 2.2.1 Business Goal | 第22-23页 |
| 2.2.2 Management Process | 第23-24页 |
| 2.2.3 Supporting facilities | 第24-25页 |
| 2.3 Review on Literatures both at Home and from Abroad | 第25-29页 |
| 2.3.1 Literature Review | 第25-27页 |
| 2.3.2 Summary | 第27-29页 |
| 3 Introduction to Financing Guarantee Industry and Companies | 第29-42页 |
| 3.1 A Brief Introduction to Financing Guarantee Companies | 第29-36页 |
| 3.1.1 The Business Model of Financing Guarantee Companies | 第29页 |
| 3.1.2 The Status Quo of Financing Guarantee Industry in China | 第29-31页 |
| 3.1.3 The Risk Categories of Financing Guarantee Companies | 第31-35页 |
| 3.1.4 The Development of Financing Guarantee Industry in the Future | 第35-36页 |
| 3.2 A Brief introduction to JC Financing Guarantee Company | 第36页 |
| 3.3 The Business Model of JC Financing Guarantee Company | 第36-40页 |
| 3.4 Risks of JC Financing Guarantee Company | 第40-42页 |
| 3.4.1 Risks of Capital Lending | 第40-41页 |
| 3.4.2 Unable to Recognize and Control Risks of Guaranteed Projects | 第41页 |
| 3.4.3 Summary | 第41-42页 |
| 4 The Status Quo of JC'S Risk Management and Analysis of Causes to Risks | 第42-52页 |
| 4.1 The Status Quo of JC Financing Guarantee Company’s Risk Management | 第42-48页 |
| 4.1.1 Principles of Risk Management Strategy | 第42页 |
| 4.1.2 Organizational Structure and Duty Segregation of Risk Management | 第42-43页 |
| 4.1.3 The Organizational Structure of the Company | 第43-45页 |
| 4.1.4 Credit Risk Management | 第45页 |
| 4.1.5 Liquidity Risk Management | 第45-46页 |
| 4.1.6 Market Risk Management | 第46-47页 |
| 4.1.7 Operational Risk Management | 第47-48页 |
| 4.2 Analysis of Causes to Risks of JC Company | 第48-52页 |
| 4.2.1 Systematic Risks | 第48页 |
| 4.2.2 Unsystematic Risk | 第48-52页 |
| 5 Suggestions on Optimizing the Strategic Risk Management of JC Company | 第52-75页 |
| 5.1 Establishment of Goals | 第52-53页 |
| 5.2 The Construction of Management Process | 第53页 |
| 5.3 The Construction of Supporting Facilities | 第53-57页 |
| 5.3.1 Internal Environment | 第53-55页 |
| 5.3.2 Activity Control | 第55-57页 |
| 5.3.3 Information System | 第57页 |
| 5.4 Risk Recognition of Financing Guarantee Company | 第57-61页 |
| 5.4.1 Credit risk Recognition of Financing Guarantee Company | 第57-60页 |
| 5.4.2 Recognition of Operational Risks Facing Financing Guarantee Companies | 第60-61页 |
| 5.4.3 Recognition of other risks existing in financing guarantee companies | 第61页 |
| 5.5 Risk Assessment of Financing Guarantee Companies | 第61-67页 |
| 5.5.1 Credit risk Assessment of Financing Guarantee Companies | 第61-63页 |
| 5.5.2 Assessment of Operational Risks and Other Risks for Financing GuaranteeCompanies | 第63-67页 |
| 5.6 Risk Response of Financing Guarantee Companies | 第67-75页 |
| 5.6.1 Credit risk Response of Financing Guarantee Companies | 第67-71页 |
| 5.6.2 Dealing with Operational Risks and Other Risks in the Financing GuaranteeCompany | 第71-75页 |
| 6 Concluding Remarks and Limitations | 第75-77页 |
| REFERENCE | 第77-78页 |
