| 摘要 | 第7-9页 |
| ABSTRACT | 第9-10页 |
| ACKNOWLEDGEMENTS | 第11-17页 |
| LIST OF FIGURES | 第17-19页 |
| LIST OF TABLES | 第19-20页 |
| ABBREVIATIONS | 第20-21页 |
| Chapter 1: INTRODUCTION | 第21-30页 |
| 1.1 Introduction | 第21页 |
| 1.2 Background to the thesis | 第21-26页 |
| 1.3 Objective and object of the thesis | 第26页 |
| 1.4 Research questions | 第26-28页 |
| 1.5 Outline of the thesis | 第28-30页 |
| Chapter 2: LITERATURE REVIEW | 第30-46页 |
| 2.1 Introduction | 第30页 |
| 2.2 Definition of individual investors and individual investors’ behaviour | 第30-31页 |
| 2.3 Efficient Market Hypothesis | 第31-36页 |
| 2.3.1 Efficient market and forms of efficient market hypothesis | 第31-32页 |
| 2.3.2 Empirical evidence on weak-form market efficiency | 第32-36页 |
| 2.4 The Theory of Planned Behaviour | 第36-41页 |
| 2.4.1 Review of the theory of planned behaviour | 第36-38页 |
| 2.4.2 Basic rules of the theory of planned behaviour | 第38-39页 |
| 2.4.3 Determinants of intention and behaviour | 第39-40页 |
| 2.4.4 Empirical applications of theory of planned behaviour | 第40-41页 |
| 2.5 Conceptual framework and research procedure | 第41-45页 |
| 2.5.1 Conceptual framework of the determinants of individual investors’ behaviour | 第41-42页 |
| 2.5.2 Research procedure | 第42页 |
| 2.5.3 Research design | 第42-45页 |
| 2.6 Conclusion | 第45-46页 |
| Chapter 3: OVERVIEW ON THE DEVELOPMENT AND EFFICIENCY OF THE VIETNAMESE STOCK MARKET | 第46-84页 |
| 3.1 Introduction | 第46-48页 |
| 3.2 Overview on the history and development of the Vietnamese stock market | 第48-65页 |
| 3.2.1 Organisation and operation of the Vietnamese stock market | 第48-55页 |
| 3.2.2 Overview of the Vietnamese stock market’s performance | 第55-65页 |
| 3.3 Efficiency of the Vietnamese stock market (Study 1) | 第65-82页 |
| 3.3.1 Data and research methodology | 第66-74页 |
| 3.3.2 Empirical findings | 第74-80页 |
| 3.3.3 Conclusion | 第80-82页 |
| 3.4 Conclusions | 第82-84页 |
| Chapter 4: VIETNAMESE INDIVIDUAL INVESTORS’ BEHAVIOR IN THE STOCK MARKET: AN EXPLORATORY STUDY (Study 2) | 第84-95页 |
| 4.1 Introduction | 第84页 |
| 4.2 Methodology | 第84-85页 |
| 4.3 Data collection and analysis | 第85-86页 |
| 4.4 Results and Discussion | 第86-94页 |
| 4.5 Conclusions | 第94-95页 |
| Chapter 5: FACTORS INFLUENCING INDIVIDUAL INVESTOR BEHAVIOUR: AN EMPIRICAL STUDY OF THE VIETNAMESE STOCK MARKET (Study 3) | 第95-132页 |
| 5.1 Introduction | 第95-96页 |
| 5.2 Research model and hypotheses | 第96-106页 |
| 5.2.1 Intention to make decision among individual investors | 第97页 |
| 5.2.2 Determinants of behavioural intention | 第97-100页 |
| 5.2.3 Decomposing the theory of planned behaviour | 第100-101页 |
| 5.2.4 Decomposing attitudinal belief structures | 第101-104页 |
| 5.2.5 Moderating effects of gender and experience level | 第104-106页 |
| 5.3 Research model | 第106-107页 |
| 5.4 Research methodology | 第107-109页 |
| 5.4.1 Research constructs | 第107-108页 |
| 5.4.2 Data collection | 第108页 |
| 5.4.3 Data analysis | 第108-109页 |
| 5.5 Results and discussion | 第109-129页 |
| 5.5.1 Sample characteristic description | 第109-110页 |
| 5.5.2 Frequency and average values of questionnaire responses capturing individual investors’ psychological elements | 第110-115页 |
| 5.5.3 Frequency and average values of questionnaire responses capturing the determinants of individual investors’ behaviour | 第115-119页 |
| 5.5.4 The measurement model | 第119-122页 |
| 5.5.5 The structural model | 第122-129页 |
| 5.6 Conclusions | 第129-132页 |
| Chapter 6: OVERALL CONCLUSIONS AND RECOMMENDATIONS | 第132-138页 |
| 6.1 Introduction | 第132页 |
| 6.2 Conclusions | 第132-135页 |
| 6.3 Limitations and suggestions further research | 第135-138页 |
| REFERENCES | 第138-149页 |
| AUTHOR PUBLICATIONS | 第149-150页 |
| APPENDICES | 第150-190页 |
| APPENDIX 1: IN-DEPTH INTERVIEWS | 第151-154页 |
| APPENDIX 2: QUESTIONNAIRE | 第154-160页 |
| APPENDIX 3: Descriptive statistics for weekly returns of the VN-Index | 第160-162页 |
| APPENDIX 4: Results of auto-correlation tests for weekly returns of the VN-Index | 第162-166页 |
| APPENDIX 5: Results of run tests for weekly returns of the VN-Index | 第166-167页 |
| APPENDIX 6: Variance ratio tests for VN-Index for the weekly base observation period | 第167-175页 |
| APPENDIX 7: Results of Reliability testing (Cronbach’s alpha) | 第175-179页 |
| APPENDIX 8: Results of Confirmatory Factor Analysis (CFA) | 第179-183页 |
| APPENDIX 9: Result of hypotheses testing | 第183-186页 |
| APPENDIX 10: Testing Moderation of Gender | 第186-188页 |
| APPENDIX 11: Testing moderation of Experience level | 第188-190页 |
