| 摘要 | 第5-7页 |
| ABSTRACT | 第7-8页 |
| LIST OF FIGURES | 第11-13页 |
| List of Figures | 第13-14页 |
| ABBREVIATE | 第14-15页 |
| CHAPTER 1 INTRODUCTION | 第15-30页 |
| 1.1 BACKGROUND AND SIGNIFICANCE OF THE RESEARCH | 第15-16页 |
| 1.2 REVIEW OF RELATED LITERATURE (IN DOMESTIC AND OVERSEA) | 第16-25页 |
| 1.2.1 Some related literatures in China | 第16页 |
| 1.2.2 Some related literatures out of China | 第16-25页 |
| 1.3 THE STRUCTURE AND RESEARCH APPROACH OF THE PAPER | 第25-27页 |
| 1.4 POSSIBLE INNOVATION OFTHISRESEARCH | 第27-28页 |
| 1.5 THE FUTURE RESEARCH | 第28-30页 |
| CHAPTER 2 OVERVIEW OF LISTED BANKS’ CREDIT RISK | 第30-59页 |
| 2.1 DEFINITION OF CREDIT RISK, BANK CREDIT RISK AND CREDIT RISK ASSESSMENT | 第30-32页 |
| 2.1.1 Credit risk | 第30页 |
| 2.1.2 Bank credit risk | 第30-31页 |
| 2.1.3 Credit risk assessment | 第31-32页 |
| 2.2 THE CONCEPT OF LISTED BANKS’ CREDIT RISK | 第32-45页 |
| 2.2.1 Some related concept | 第32-40页 |
| 2.2.1.1 Credit risk management and control | 第32-34页 |
| 2.2.1.2 Credit Rating system | 第34-40页 |
| 2.2.2 The contents of listed banks’ credit risk | 第40-45页 |
| 2.2.2.1 Some ratios for Financial risk evaluation of listed banks | 第40-42页 |
| 2.2.2.2 Credit risk Mitigation and transfer | 第42-45页 |
| 2.3 RELATED THEORY ABOUT LISTED BANKS’ CREDIT RISK EVALUATION | 第45-52页 |
| 2.3.1 Risk management theory | 第45-47页 |
| 2.3.2 Asymmetric Information theory | 第47-50页 |
| 2.3.2.1 Asymmetric Information | 第47页 |
| 2.3.2.2 Information asymmetry models | 第47-48页 |
| 2.3.2.3 Adverse selection | 第48-49页 |
| 2.3.2.4 Application of information asymmetry in research | 第49-50页 |
| 2.3.3 Financial fragility theory | 第50-52页 |
| 2.4 USING NEURALNETWORK METHOD FOR CREDITRISK ASSESSMENT | 第52-59页 |
| CHAPTER 3 CREDIT RISK OF CHINESE AND VIETNAMESE LISTED BANKS: COUNTRY SPECIFIC STUDY AND COMPARATIVE ANALYSIS | 第59-80页 |
| 3.1 CHINESE AND VIETNAMESE LISTED BANKS | 第59-66页 |
| 3.1.1 Chinese listed banks | 第59-60页 |
| 3.1.2 Vietnamese listed banks | 第60-66页 |
| 3.2 A COMPARATIVE STUDY BETWEEN THE STATUS QUO OF CHINA AND VIETNAM | 第66-73页 |
| 3.3 SOME CAUSES OF LISTED BANKS’ CREDIT RISK ASSESSMENT | 第73-80页 |
| 3.3.1 The insufficient cognition of credit risk | 第73-75页 |
| 3.3.2 Imperfect credit risk assessment | 第75-77页 |
| 3.3.3 Credit risk preventing method is poor | 第77-78页 |
| 3.3.4 The problems of China's commercial banks' credit risk management | 第78-80页 |
| CHAPTER 4 CHALLENGES IN THE ASSESSMENT OF LISTED COMMERCIAL BANKS’ CREDIT RISK IN CHINA AND VIETNAM | 第80-92页 |
| 4.1 ANALYZE THE REASONS OF CREDIT RISK IN CHINESE AND VIETNAMESE LISTED BANKS | 第80-87页 |
| 4.1.1 Common status quo | 第80-82页 |
| 4.1.2 Chinese Status quo | 第82-84页 |
| 4.1.3 Vietnamese status quo | 第84-87页 |
| 4.2 THE NECESSARIES OF CREDIT RISK ASSESSMENT | 第87页 |
| 4.3 SOME SPECIFIC CHALLENGES FACED ASSESSMENT OF CREDIT RISK IN VIETNAM’S BANKS | 第87-90页 |
| 4.4 COMPARE CURRENT CREDIT RISK EVALUATIONS IN VIETNAM AND CHINA | 第90-92页 |
| CHAPTER 5 EMPIRICAL STUDY ON THE ASSESSMENT OF LISTED BANKS’ CREDIT RISK BASED ON BP NEURAL NETWORK | 第92-134页 |
| 5.1 CONSTRUCTION OF CREDIT RISK ASSESSMENT | 第92-94页 |
| 5.2 CREDIT RISK EVALUATION INDEX SYSTEM | 第94-100页 |
| 5.3 APPLICATION OFMODELEVALUATION | 第100-110页 |
| 5.3.1 BP neural network assessment | 第100-106页 |
| 5.3.2 Entropy method for evaluation | 第106-108页 |
| 5.3.3 Establishing the nine levels assessment | 第108-110页 |
| 5.4 ANALYSIS OF BP NEURAL NETWORK ASSESSMENT | 第110-134页 |
| 5.4.1 Some Credit risk evaluations based on China banking database | 第110-128页 |
| 5.4.2 Some Credit risk evaluations based on Vietnam banking database | 第128-134页 |
| CHAPTER 6 POLICY RECOMMENDATIONS ON ENHANCING THE ASSESSMENT OF LISTED BANKS’ CREDIT RISK | 第134-141页 |
| 6.1 IMPROVE TECHNOLOGICAL MEANS OF CREDIT RISK PREVENTION | 第134-135页 |
| 6.2 PERFECT THE ASSESSMENT SYSTEM OF CREDIT RISK | 第135-137页 |
| 6.3 EXPLORATION OF CREDIT RISK INTEGRATED MANAGEMENT | 第137-139页 |
| 6.4 THE SUGGESTION TO ELIMINATE LISTED BANKS’ CREDIT RISK IN VIETNAM CASES | 第139-141页 |
| CONCLUSION | 第141-144页 |
| APPENDIX 1: SOME FINANCIAL RATIOS | 第144-146页 |
| APPENDIX 2: SEVEN INDICATORS | 第146-152页 |
| APPENDIX 3: NPLS OF COMMERCIAL BANKS (2010) | 第152-153页 |
| APPENDIX 4: DISTRIBUTION OF NPLS OF COMMERCIAL BANKS BY INDUSTRY (2010)139 | 第153-154页 |
| APPENDIX 5: DISTRIBUTION OF NPLS OF COMMERCIAL BANKS BY REGION (2010).140 | 第154-155页 |
| RESEARCH REFERENCE | 第155-166页 |
