Abstract | 第3-4页 |
中文摘要 | 第5-11页 |
Introduction | 第11-15页 |
Chapter 1 Financial Regulation | 第15-38页 |
Section 1 Connotation of financial regulation | 第15-16页 |
Section 2 Objectives of financial regulation | 第16-18页 |
Section 3 Content of financial regulation | 第18-20页 |
1-3-1 Market access regulation | 第18-19页 |
1-3-2 Regulation on business operation process | 第19-20页 |
Section 4 Method of financial regulation | 第20-22页 |
Section 5 Concept of financial regulation | 第22-24页 |
1-5-1 Financial regulation and financial innovation | 第22-23页 |
1-5-2 Concept of external regulation and internal control | 第23-24页 |
Section 6 Deposit Insurance System | 第24-30页 |
1-6-1 Effect of DIS | 第24-25页 |
1-6-2 Foundation of DIS | 第25-28页 |
1-6-3 Formation of DIS | 第28-30页 |
Section 7 Literature review | 第30-34页 |
1-7-1 Reviews of abroad theoretical studies | 第30-32页 |
1-7-2 Summary of domestic theory research | 第32-34页 |
Section 8 Rising Problem | 第34-38页 |
Chapter 2 Banking Regulation in China | 第38-48页 |
Section 1 Development of Financial Regulation | 第38-40页 |
Section 2 Financial Regulation system and legislation | 第40-43页 |
Section 3 People's Bank of China | 第43-45页 |
2-3-1 Main Responsibility | 第43-44页 |
2-3-2 Management and Organization Structure | 第44-45页 |
Section 4 The China Banking Regulatory Commission | 第45-48页 |
2-4-1 Main responsibility of CBRC | 第46-47页 |
2-4-2 Regulatory objectives of CBRC | 第47-48页 |
Chapter 3 Banking Regulation in Canada | 第48-65页 |
Section 1 Framework of Canadian financial system | 第48-51页 |
Section 2 Bank of Canada | 第51-54页 |
3-2-1 History of Bank of Canada | 第51-52页 |
3-2-2 Role and responsibilities of as Central Bank | 第52-54页 |
Section 3 The Office of the Superintendent of Financial Institutions | 第54-61页 |
3-3-1 History of OSFI | 第54-55页 |
3-3-2 Mandate and responsibility | 第55-57页 |
3-3-3 How ISOF regulates | 第57-60页 |
3-3-4 Relationship with other departments | 第60-61页 |
Section 4 Canada Deposit Insurance Corporation | 第61-65页 |
3-4-1 History of CDIC | 第62-63页 |
3-4-2 How CDIC is governed & organized | 第63-64页 |
3-4-3 Coverage | 第64-65页 |
Chapter 4 Banking Regulation in the United States | 第65-83页 |
Section 1 Framework of the United States financial system | 第65-68页 |
Section 2 Federal Reserve Board | 第68-72页 |
4-2-1 History of Fed | 第70-71页 |
4-2-2 Responsibility | 第71-72页 |
Section 3 Federal Deposit Insurance Corporation | 第72-75页 |
4-3-1 History of FDIC | 第72-73页 |
4-3-2 Responsibilities | 第73-74页 |
4-3-3 Coverage | 第74-75页 |
Section 4 The Office of the Comptroller of the Currency | 第75-77页 |
Section 5 The Office of Thrift Supervision | 第77-78页 |
Section 6 Banking supervision system | 第78-83页 |
4-6-1 The Dual banking mode | 第78页 |
4-6-2 Umbrella supervision mode | 第78-83页 |
Chapter 5 Deposit Insurance Systems in US and Canada | 第83-103页 |
Section 1 The development of DIS in US | 第83-95页 |
5-1-1 Effective external support | 第85-88页 |
5-1-2 Excellent DIS design | 第88-95页 |
Section 2 The development of DIS in Canada | 第95-103页 |
5-2-1 CDIC System design in prevent moral hazard | 第97-101页 |
5-2-2 CDIC adopting differential premium rate system | 第101-103页 |
Chapter 6 Measures to improve banking regulation in terms ofDIS in China | 第103-120页 |
Section 1 The necessity of DIS | 第105-107页 |
6-1-1 Conducive to construct fair market competition | 第105页 |
6-1-2 Prevent of existing moral hazard risk | 第105-106页 |
6-1-3 Improve handling efficiency | 第106页 |
6-1-4 Conducive to reduce government financial pressure | 第106-107页 |
Section 2 Specific purpose of DIS | 第107-109页 |
6-2-1 DIS launch time | 第107-109页 |
6-2-2 Organization form selection | 第109页 |
Section 3 DIS without moral hazard | 第109-118页 |
6-3-1 Compulsory insurance principle | 第110-111页 |
6-3-2 Deposit insurance rate determination | 第111-112页 |
6-3-3 Limited deposit insurance coverage | 第112-114页 |
6-3-4 Supervision authority of deposit insurance institution | 第114-116页 |
6-3-5 Disposition power of deposit insurance institution | 第116-117页 |
6-3-6 Further study of DIS | 第117-118页 |
Section 4 Conclusion | 第118-120页 |
Bibliography | 第120-138页 |
Acknowledgement | 第138-139页 |