| ACKNONVLEDGMENT | 第1-10页 |
| ABSTRACT | 第10-13页 |
| 摘要 | 第13-15页 |
| List of Tables | 第15-16页 |
| List of figures | 第16-19页 |
| List of formulae | 第19-21页 |
| List of Appendices | 第21-22页 |
| 1. CHAPTER ONE-INTRODUCTION | 第22-34页 |
| ·Introduction | 第22-24页 |
| ·Problem Statement | 第24-25页 |
| ·Objectives of the study | 第25页 |
| ·General Objective | 第25页 |
| ·Specific Objectives | 第25页 |
| ·Research scope | 第25-28页 |
| ·Research Methodology | 第28-34页 |
| ·Research approach and strategy | 第28-29页 |
| ·Research Data collection | 第29页 |
| ·Primary Data | 第29页 |
| ·Secondary data | 第29页 |
| ·Sampling methodology, Instrumentation and procedures | 第29-31页 |
| ·Focus Groups | 第30页 |
| ·Carrying out surveys and observations | 第30页 |
| ·Key informant Interview | 第30页 |
| ·Questionnaires | 第30-31页 |
| ·Data Analysis and Interpretation | 第31-34页 |
| ·SPSS Data Analysis package | 第32页 |
| ·STATA and Excel | 第32页 |
| ·Graphical Analysis | 第32页 |
| ·Frequency Tables | 第32-33页 |
| ·Cross Tabulation | 第33页 |
| ·Filtering | 第33-34页 |
| 2. CHAPTER TWO-LITERATURE REVIEW | 第34-56页 |
| ·Theoretical developments in financial risk management process | 第34-38页 |
| ·An active three point financial risk management matrix | 第38-40页 |
| ·The theory of financial risk management innovation in capital markets | 第40-44页 |
| ·Financial Speculative theory and capital market efficiency | 第44-47页 |
| ·Review of financial Derivative innovations on the capital market | 第47-51页 |
| ·Theoretical evaluation of risk management approaches and applicability | 第51-56页 |
| 3. CHAPTER THREE-FINANCIAL ASSET RISK MANAGEMENT | 第56-89页 |
| ·The features of current financial risk management practice | 第56-58页 |
| ·Financial risk appetite and management behavior patterns | 第58-62页 |
| ·Policy response and financial risk exposure | 第62-71页 |
| ·Attraction of international capital flows | 第63-66页 |
| ·Emulating the Performance of Developed Capital Markets | 第66-67页 |
| ·Managing market risk in Volatile Capital Flows | 第67-71页 |
| ·Corporate governance risk and capital markets efficiency | 第71-75页 |
| ·Capital market imperfections and financial risk exposures | 第75-82页 |
| ·Standard pricing of capital asset with embodiment of financial risk | 第82-86页 |
| ·Regulatory and Legal framework in mitigation of capital market risk | 第86-89页 |
| 4. CHAPTER FOUR-FINANCIAL RISK MEASUREMENTS AND MANAGEMNET EVOLUTION | 第89-110页 |
| ·Financial risk definition and classifications | 第89-91页 |
| ·Measuring predictive ability and management of financial risk | 第91-103页 |
| ·Value at Risk (VaR) approach through calculation | 第92-94页 |
| ·Variance-Covariance | 第94-96页 |
| ·Historical simulation | 第96-101页 |
| ·Monte Carlo | 第101-103页 |
| ·The application of risk metrics approach to financial risk management | 第103-105页 |
| ·Financial innovation patterns of risk metrics approach | 第105页 |
| ·Estimation of left tail measures by quantile regression | 第105-110页 |
| 5 CHAPTER FIVE-MECHANISM OF FINANCIAL RISK MANAGEMENT PATTERN | 第110-141页 |
| ·Financial risk perceptions and investment patterns | 第110-115页 |
| ·Environmental influence on financial risk and investment patterns | 第115-121页 |
| ·Financial risk implications of International cross listings | 第121-129页 |
| ·Cross-listings on Chinese Capital Market | 第122-126页 |
| ·Cross listing on the Uganda Securities Exchange | 第126-129页 |
| ·Financial risk resilience of listed corporations | 第129-133页 |
| ·Financial risk resilience of Chinese listed companies | 第130-132页 |
| ·Financial risk resilience on the Uganda Securities Exchange | 第132-133页 |
| ·Financial assets' risk mitigation and market dynamics | 第133-141页 |
| ·Chinese capital market risk mitigation and new direction | 第134-137页 |
| ·Risk mitigation at the Uganda Securities Exchange | 第137-141页 |
| 6 CHAPTER SIX-APPROACH TO FINANCIAL RISK MANAGEMENT | 第141-169页 |
| ·The snapshot of financial risk dimensions observed | 第141-146页 |
| ·Measures to be undertaken to mitigate financial risk exposures | 第146-150页 |
| ·Matching mitigation measures against financial risk needs | 第150-155页 |
| ·Implementation of financial risk metrics approach on capital markets | 第155-161页 |
| ·Loopholes between financial risk measures and risk management needs | 第161-164页 |
| ·Eminent financial innovations required to mitigate financial risk | 第164-169页 |
| 7. CHAPTER SEVEN-MODELLING VOLATILITY SHIFTS AND INDEX TIME SERIES | 第169-184页 |
| ·Endogenous volatility shifts and market index time series | 第169-171页 |
| ·Financial Asset pricing characteristic Model | 第171-174页 |
| ·Serial correlation | 第171-172页 |
| ·Non-Parametric runs | 第172-174页 |
| ·Financial asset risk from index systems in different capital markets | 第174-180页 |
| ·Broad-Form efficiency of Chinese Capital market index | 第176-178页 |
| ·The broad efficiency of Ugandan stock market | 第178-180页 |
| ·Harmonization of financial index systems to mitigate financial risk | 第180-184页 |
| 8. CHAPTER EIGHT-EMPERICAL ANALYSIS | 第184-245页 |
| ·Performance of financial securities at the Uganda Securities Exchange | 第184-199页 |
| ·Valuation of securities' exchange market and IPO performance | 第199-208页 |
| ·Financial inter period trading in terms of risk and returns expected | 第208-224页 |
| ·Analysis of inter period volatility and correlations in financial securities | 第224-236页 |
| ·The proportion of cross listed trade volumes | 第236-245页 |
| 9. CHAPTER NINE-CONCLUSION AND PROSPECTIVE RESEARCH AREA | 第245-247页 |
| ·General conclusion on the study | 第245-246页 |
| ·Recommended areas for prospective research | 第246-247页 |
| REFERENCES | 第247-258页 |
| Appendix A:Risk and return for minimum variance portfolio for 08/2003-08/2004 | 第258-259页 |
| Appendix B:Risk and return for minimum variance portfolio for 01/2005-01/2006 | 第259-260页 |
| Appendix C:Risk and return for minimum variance portfolio for 02/2006-03/2007 | 第260-261页 |
| Appendix D:Descriptive statistics for Chinese A, B, and H share performance | 第261-262页 |
| Appendix E:Regression results for Chinese listed companies for A and B shares (PA) | 第262-263页 |
| Appendix F:Regression results for Chinese listed companies for A and B shares (P.B) | 第263-264页 |
| PhD Research Projects and Publications | 第264-265页 |
| RESEARCHPUBLICATION | 第265页 |
